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The People of the State of Colorado, Plaintiff-Appellee, v.

Jeremiah J. Moriarity, Defendant-Appellant.

No. 98CA1463

COURT OF APPEALS OF COLORADO, DIVISION ONE

March 16, 2000, Decided

 

PRIOR HISTORY: Appeal from the District Court of the City and County of Denver.

Honorable Larry J. Naves, Judge. No. 96CR648.

DISPOSITION: ORDER AFFIRMED AND CAUSE REMANDED WITH DIRECTIONS

COUNSEL: Ken Salazar, Attorney General, Steven C. Posner, Special Assistant

Attorney General, Denver, Colorado, for Plaintiff-Appellee.

David F. Vela, Colorado State Public Defender, Kathleen Lord, Deputy State

Public Defender, Denver, Colorado, for Defendant-Appellant.

JUDGES: Opinion by JUDGE NIETO. Metzger and Ruland, JJ., concur.

OPINIONBY: NIETO

OPINION:

Opinion by JUDGE NIETO

Defendant, Jeremiah J. Moriarity, appeals the trial court's order denying his

Crim. P. 35(c) motion for post-conviction relief. We affirm, but remand for

correction of the mittimus.

In February 1996, defendant pled guilty to one count of first degree assault

-- heat of passion, a class-five felony, and was sentenced to the Department of

Corrections (DOC) for three years, the maximum in the presumptive range.

Although it is not reflected on the mittimus, defendant must also serve an

additional two-year period of mandatory parole. Section 18-1-105(1)(a)(V)(A),

C.R.S. 1999.

Defendant filed a Crim. P. 35(c) motion for post-conviction relief. His

motion was denied without a hearing, and this appeal followed.

Defendant asserts that the sentence imposed in this case violates his

understanding of the plea agreement. He asserts that his plea agreement should

be construed as limiting his possible sentence to the presumptive range because

neither he nor the prosecutor contemplated a sentence in the aggravated range

due to the absence of any aggravating circumstances in the case. Based on the

assumption of this argument, he then claims that his term of imprisonment plus

the period of mandatory parole must be limited to the maximum in the presumptive

range because he was not properly advised of the mandatory parole requirement.

We are not persuaded by either part of his argument.

I.

The proper interpretation of a plea agreement is a question of law. St.

James v. People, 948 P.2d 1028 (Colo. 1997). It is based not on the subjective

understanding of the defendant, but rather on the meaning a reasonable person

would have attached to it under the circumstances. Thus, in the absence of

language by the parties indicating they have actually agreed to

eliminate or circumvent the mandatory parole requirement, we will construe

the plea agreement to provide for a legal sentence. Craig v. People, 986 P.2d

951 (Colo. 1999); Benavidez v. People, 986 P.2d 943 (Colo. 1999). Here,

defendant's plea agreement contained no sentence concessions by the prosecutor.

Sentencing was entered without any constraint on the discretion of the trial

court.

A.

Turning first to the plea agreement, the record shows the following.

Defendant entered his plea in open court, and it was accompanied by a written

plea agreement. The agreement stated the charge defendant would plead guilty to,

and noted that the parties had not agreed to any sentence concessions. Counsel

for defendant also recited this same agreement at the beginning of

the providency hearing. The plea agreement makes no mention of mandatory parole.

Defendant does not dispute these facts, but argues that the plea agreement must

be read as limiting sentencing to the presumptive range because there were

no aggravating circumstances present in the case. We reject this argument.

Section 18-1-105(6), C.R.S. 1999, permits the sentencing court to

impose a sentence twice as long as the maximum in the presumptive range

(aggravated range) if the court finds extraordinary aggravating circumstances.

Such circumstances can be the mandatory aggravating factors listed at @

18-1-105(9)(a), C.R.S. 1999; the sentencing enhancing factors listed at @

18-1-105(9.5), C.R.S. 1999; or discretionary factors found by the court pursuant

to @ 18-1-105(9)(c), C.R.S. 1999. Therefore, unless the sentencing court's

discretion is constrained by the plea agreement, a defendant is at risk of

receiving a sentence in the aggravated range if the court accepts his or her

plea.

Defendant argues that the absence of aggravating circumstances should permit

him to assume that his plea agreement was limited to a sentence in

the presumptive range. Here, as in most cases, the court ordered a pre-sentence

investigation report and considered it along with the statements of counsel and

the defendant's allocution, at the sentencing hearing held more than a month

after the plea of guilty. At the time the plea was entered, no one could know if

the court would find discretionary aggravating circumstances based on the

information that would be presented at the time of the sentencing

hearing. In light of the mandatory and discretionary aggravating provisions in

the sentencing statutes, it was unreasonable for defendant to assume he could

not be sentenced in the aggravated range. Therefore, we conclude that a plea

agreement that does not constrain the sentencing court's discretion cannot be

construed to limit the possible sentence to the presumptive range.

B.

Second, we find the court's advisement regarding mandatory parole sufficient.

We review the record as a whole to determine if the defendant was given

sufficient information to be fairly put on notice of the fact that a sentence

includes a term of mandatory parole. Craig v. People, supra; People v. District

Court, 868 P.2d 400 (Colo. 1994).

An advisement regarding mandatory parole need indicate only that a mandatory

parole term occurs after, in addition to, or distinct from any period of

imprisonment, and includes the length of parole. Craig v. People, supra;

Benavidez v. People, supra (an advisement of the possible penalties that

includes a period of mandatory parole is sufficient).

Here, defendant signed a written plea advisement form, and his

initials appeared next to the paragraph that included the statement, "I know

that I would be required to serve up to five years on parole after serving

a sentence." We note that this is very similar to the written advisement the

supreme court held sufficient in Craig. At the providency hearing, the court

asked defendant if he read and understood the written advisement, and defendant

stated, "Yes, Sir."

Also at the providency hearing, the court explained the possible penalties

defendant faced. The transcript reflects the following:

THE COURT: Okay. A minimum of one year to maximum of three years to the

Department of Corrections. If the court were to find extraordinary aggravation,

the court could sentence you as much as six years to the Department of

Corrections. If the Court were to find extraordinary mitigating circumstances,

the Court can sentence you as little as six months to the Department of

Corrections, plus there is a two-year period of mandatory parole.

Defendant argues that the language in the oral advisement informed defendant

that the parole requirement would only be applied to an extraordinary mitigated

range sentence. We disagree. The oral advisement must be considered with

the other parts of the record. When the written and oral advisements are

considered together with defense counsel's certification that she had discussed

the penalties with defendant and that defendant understood the penalties, we

conclude that the record as a whole reveals that defendant was advised that he

would have to serve a mandatory period of parole after serving a sentence to the

Department of Corrections.

II.

We also reject defendant's argument that the two year mandatory period of

parole cannot now be added to the sentence without violating his double jeopardy

rights. The constitutional prohibition against double jeopardy protects against

multiple punishments for the same offense. See Deutschendorf v. People, 920 P.2d

53 (Colo. 1996). Mandatory parole, however, is a required part of

defendant's sentence and is not a second punishment for the same offense.

People v. Barth, 981 P.2d 1102 (Colo. App. 1999); People v. Mayes, 981 P.2d 1106

(Colo. App. 1999). As a matter of law, mandatory parole was part of

defendant's sentence from the time it was first imposed. "[A] mittimus

that is silent as to whether the mandatory period of parole is imposed should be

read to include the imposition of this requirement." Craig v. People, supra, 986

P.2d at 966.

III.

Defendant contends that the trial court erred in denying his Crim. P. 35(c)

motion without appointing counsel and holding a hearing. He asserts that he is

entitled to a hearing to establish his understanding of the plea agreement. We

disagree.

A trial court may deny a motion for post-conviction relief without an

evidentiary hearing and may decline to appoint counsel if the motion, the files,

and the record establish that the defendant is not entitled to relief as

a matter of law. Duran v. Price, 868 P.2d 375 (Colo. 1994); People v.

Hartkemeyer, 843 P.2d 92 (Colo. App. 1992). In this case the trial court's file

contained a written statement of the plea agreement. As stated above, that

agreement cannot be construed to conform to the meaning defendant seeks to

impose on it. The file also contains a written advisement and a written

statement of counsel confirming that the defendant understood the charge and

the possible penalties. These documents, taken together, were sufficient

for the trial court to determine without a hearing that defendant was not

entitled to the relief he was seeking.

The order is affirmed. However, because the mittimus does not reflect the

statutorily required period of mandatory parole, we remand to the trial court

with directions to correct the mittimus to indicate that defendant is subject to

a two-year period of mandatory parole.

JUDGE METZGER and JUDGE RULAND concur.

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Copyright 2001 Steve C. Posner

The purpose of this website is to advertise the firm and offer information as a public service. Steve C. Posner is admitted to practice in Colorado, New York and California, he has not practiced in California (inactive status). His New York experience has mostly been in clerking for New York's appellate courts and teaching at law school, and his private practice experience has nearly all been in Colorado. He has practiced in the areas of business law, intellectual property, medical privacy and medical malpractice, but as of August 2001, he has not litigated a health care fraud matter. The firm does not endorse, take responsibility for, or control any information on sites to which links are provided. Nothing in this website is intended as legal advice. You are strongly advised to seek legal counsel regarding any issues you may face.